Financial Operations Principal

**Financial Operations Principal at Alpaca in Remote - America** **What you'll do** - Supervise and file FOCUS reports with FINRA and the SEC - Monitor net capital levels to ensure minimum requirements are met - Ensure timely filing of financial statements and supplemental reports - Oversee financial books and records including general ledger **What they're looking for** - Experience with SEC and FINRA regulations - Knowledge of SEC Rule 15c3-1 (Net Capital Rule) and 15c3-3 (Customer Protection Rule) - Ability to interpret and apply regulatory rules - Strong financial oversight and reporting skills **Details** - Location: Remote - America - Type: Not specified - Salary: Not specified