Associate, Compliance - Supervision and Sales Conduct

**Associate, Financial Planning and Sales Conduct at Wealthsimple in Remote, Canada** **What you'll do** - Conduct suitability and conduct reviews for portfolio managers and sales teams - Review financial plans for completeness and regulatory compliance - Execute the firm's sales conduct review program and identify trends - Audit client onboarding processes to ensure KYC information is complete **What they're looking for** - Knowledge of Canadian securities laws (CIRO and CSA) - Expertise in suitability, KYC/KYP obligations, and financial planning standards - Ability to review complex financial documentation and identify issues - Experience with regulatory compliance in financial services **Details** - Location: Remote (Canada), Canada - Type: Not specified - Salary: Not specified