Director of Compliance, Invest
SoFi
Standort: United States, United States
**Director of Compliance, Invest at SoFi in United States** **What you'll do** - Manage and evolve the firm's investment advisory compliance programs - Advise on FINRA and SEC rule applicability to new products and services - Prepare major compliance-related projects and filings - Assist with development of compliance policies and procedures **What they're looking for** - Experience in investment advisory compliance - Knowledge of FINRA and SEC regulations - Ability to advise on regulatory changes and new rules - Strong analytical and problem-solving skills **Details** - Location: United States - Type: Not specified - Salary: null
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