Compliance Manager, Broker-Dealer & Investment Adviser
Gusto
Standort: United States, United States
As a Compliance Manager at Gusto, you'll be based in Denver, San Francisco, or New York, overseeing compliance programs for broker-dealer and investment adviser entities. **What you'll do** - Manage execution and testing of compliance programs. - Drive exam readiness and ensure thorough documentation. - Supervise the use of AI tools in compliance operations. **What they're looking for** - Experience in regulated financial services compliance. - Ability to balance strategic oversight with hands-on execution. **Details** - Location: Denver, CO; San Francisco, CA; New York, NY - Type: Not specified
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